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Regulatory Guidance

FDA

U.S. Food and Drug Administration (FDA): Centre for Biologics Evaluation and Research (CBER)

This page provides access to regulatory guidance and other resources that are generally available from web sites operated and maintained by other organizations.

Documents that are available from CBER include: approvals and product information, blood memoranda, error/accident reports, Federal Register notices, general/administrative information, guidelines/guidances, letters to manufacturers, points to consider, and recall/withdrawal/safety issues.

New regulatory guidance and other resources for toxicology are now available.

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Title   Type Posted
  Draft Guidance on CMC of IND for Human Somatic Cell Therapies Draft Guidance March 2009
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  Draft Guidance for Industry: Assessing Donor Suitability and Blood and Blood Product Safety in Cases of Known or Suspected West Nile Virus Infection Draft Guidance June 2005

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  ICH Draft Guidance on Q8 Pharmaceutical Development Draft Guidance June 2005

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Further Information:
"This draft guidance describes the suggested contents for the pharmaceutical development section in the quality module of a regulatory submission in the ICH M4 Common Technical Document (CTD) format. The draft guidance is intended to assist in the development of pharmaceutical studies that provide scientific understanding to support the establishment of specifications and manufacturing controls and serve as the basis for evaluating risk management over the life cycle of the product."

http://www.fda.gov/cber/gdlns/ichq8pharm.pdf
http://www.fda.gov/cder/guidance/6672dft.pdf


  Draft Guidance for Industry: Considerations for Plasmid DNA Vaccines for Infectious Disease Indications Draft Guidance June 2005
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  Draft Guidance for Industry: Assessing Donor Suitability and Blood and Blood Product Safety in Cases of Known or Suspected West Nile Virus Infection Draft Guidance June 2005
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  Sterile Drug Products Produced by Aseptic Processing - Current Good Manufacturing Practice Draft Guidance for Industry February 2005

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Further Information:
The FDA announced in a Federal Register notice of October 4, 2004, the availability of a guidance for industry entitled “Sterile Drug Products Produced by Aseptic Processing -Current Good Manufacturing Practice.' This guidance explains FDA's current thinking on manufacturing of sterile drug products produced by aseptic processing in the context of complying with certain sections of the current good manufacturing practice (CGMP) regulations for drug and biological products. This guidance is issued with the goal of providing clear and consistent communication of regulatory expectations to promote voluntary compliance with current FDA requirements.


  Current Good Manufacturing Practice for Combination Products Draft Guidance for Industry February 2005

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Further Information:
The FDA announced in a Federal Register notice of October 4, 2004, the availability of a draft guidance for industry entitled “Current Good Manufacturing Practices for Combination Products.” Once finalized, this guidance will provide guidance to industry and FDA staff on the applicability of current good manufacturing practices (CGMP) for combination products.


  Use of Nucleic Acid Tests on Pooled and Individual Samples from Donors of Whole Blood and Blood Components (including Source Plasma and Source Leukocytes) to Adequately and Appropriately Reduce the Risk of Transmission of HIV-1 and HCV Draft Guidance for Industry February 2005
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  Recommendations for Obtaining a Labeling Claim for Communicable Disease Donor Screening Tests Using Cadaveric Blood Specimens from Donors of Human Cells, Tissues, and Cellular and Tissue-Based Products (HCT/Ps) Draft Guidance February 2005
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  Draft Guidance for FDA Review Staff and Sponsors: Content and Review of Chemistry, Manufacturing, and Control (CMC) Information for Human Gene Therapy Investigational New Drug Applications (INDs) Draft Guidance February 2005

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Further Information:
"The FDA's Centre for Biologics Evaluation and Research (CBER), USA posted (8 November 2004) notice of the publication of the Draft Guidance for FDA Review Staff and Sponsors: Content and Review of Chemistry, Manufacturing, and Control (CMC) Information for Human Gene Therapy Investigational New Drug Applications (INDs)."


  Eligibility Determination for Donors of Human Cells, Tissues, and Cellular and Tissue-Based Products (HCT/Ps) Draft Guidance September 2004
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  Screening and Testing of Donors of Human Tissue Intended for Transplantation - Current Guidance (1997) Draft Guidance September 2004
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  Eligibility Determination for Donors of Human Cells, Tissues, and Cellular and Tissue-Based Products (HCT/Ps) Draft Guidance August 2004
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  Q1E Evaluation of Stability Data Draft Guidance June 2004
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  Developing Medical Imaging Drug and Biological Products Draft Guidance June 2004


Part 1: Conducting Safety Assessments
Part 2: Clinical Indications
Part 3: Design, Analysis, and Interpretation of Clinical Studies

  Developing Medical Imaging Drug and Biological Products Guidance for Industry June 2004

Part 1: Conducting Safety Assessments
Part 2: Clinical Indications
Part 3: Design, Analysis, and Interpretation of Clinical Studies
  ICH Q5E Comparability of Biotechnological/Biological Products Subject to Changes in Their Manufacturing Process Draft Guidance March 2004
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  Source Animal, Product, Preclinical and Clinical Issues Concerning the Use of Xenotransplantation Products in Humans Draft Guidance April 2003
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  Draft Guidance for Industry: Drugs, Biologics, and Medical Devices Derived from Bioengineered Plants for Use in Humans and Animals Draft Guidance September 2002

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Further Information:
The Food and Drug Administration’s Center for Biologics Evaluation and Research (CBER), USA posted (6 September 2002) notice of Draft Guidance for Industry: Drugs, Biologics, and Medical Devices Derived from Bioengineered Plants for Use in Humans and Animals. This draft guidance document has been released for comment from interested parties.


  Draft Guidance for Industry regarding Preventive Measures to Reduce the Possible Risk of Transmission of Creutzfeldt-Jakob Disease (CJD) and Variant Creutzfeldt-Jakob Disease (vCJD) by Human Cells, Tissues, and Cellular and Tissue-Based Products Draft Guidance August 2002

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Further Information:
Posted on CBER website on January 9th 2002, dated January 2002. This guidance document contains comprehensive revised recommendations, to all registered blood and plasma establishments for deferral of donors with possible exposure to the agent of vCJD, based upon advisory committee discussions, internal Public Health Service and FDA deliberations, and public comments. FDA has developed recommendations for donor deferral, and product retrieval, quarantine, and disposition based upon consideration of risk in the donor and product, and the effect that withdrawals and deferrals might have on the supply of life- and health-sustaining blood components and plasma derivatives. The new recommendations are intended to minimize the possible risk of CJD and vCJD transmission from blood and blood products while maintaining their availability.
The guidance document finalizes the draft guidance of the same title, dated August 2001, and supersedes the guidance document entitled "Revised Preventive Measures to Reduce the Possible Risk of Transmission of Creutzfeldt-Jakob Disease (CJD) and New Variant Creutzfeldt-Jakob Disease (nvCJD) by Blood and Blood Products" dated November 1999.


  Gene Therapy Patient Tracking System FDA System Document June 2002

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Further Information:
CBER posted (11 July 2002) the Gene Therapy Patient Tracking System (GTPTS). The GTPTS is intended to supplement or replace current systems for assessing and promoting the safety of gene therapy so that the oversight system will be optimized for dealing with relatively specific gene therapy issues. CBER has identified five areas in which the GTPTS can improve upon pre-existing FDA (Food and Drug Administration) systems for assessing and promoting product safety.


  Precautionary Measures to Reduce the Possible Risk of Transmission of Zoonoses by Blood and Blood Products from Xenotransplantation Product Recipients and Their Intimate Contacts Guidance for Industry February 2002

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Further Information:
Posted: 2/1/2002 Issued: 2/1/2002 The Food and Drug Administration (FDA) is announcing the availability of a draft document entitled "Guidance for Industry: Precautionary Measures to Reduce the Possible Risk of Transmission of Zoonoses by Blood and Blood Products From Xenotransplantation Product Recipients and Their Intimate Contacts" dated February 2002. The draft guidance document provides recommendations to all registered blood and plasma establishments, and establishments engaged in manufacturing plasma derivatives. The draft guidance document, when finalized, is intended to provide recommendations regarding the disposition of blood products manufactured from a donor who is retrospectively discovered to have received a xenotransplantation product or to have been an intimate contact of a xenotransplantation product recipient. This is the second draft guidance document and it incorporates revisions based on public comments received on the first draft guidance document by the same name announced in the Federal Register of December 30, 1999 (64 FR 73562).


  Revised precautionary measures to reduce the possible risk of CJD and new variant CJD by blood and blood products* Guidance for Industry January 2002

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Further Information:
Posted on CBER website on January 9th 2002, dated January 2002. This guidance document contains comprehensive revised recommendations, to all registered blood and plasma establishments for deferral of donors with possible exposure to the agent of vCJD, based upon advisory committee discussions, internal Public Health Service and FDA deliberations, and public comments. FDA has developed recommendations for donor deferral, and product retrieval, quarantine, and disposition based upon consideration of risk in the donor and product, and the effect that withdrawals and deferrals might have on the supply of life- and health-sustaining blood components and plasma derivatives. The new recommendations are intended to minimize the possible risk of CJD and vCJD transmission from blood and blood products while maintaining their availability.
The guidance document finalizes the draft guidance of the same title, dated August 2001, and supersedes the guidance document entitled "Revised Preventive Measures to Reduce the Possible Risk of Transmission of Creutzfeldt-Jakob Disease (CJD) and New Variant Creutzfeldt-Jakob Disease (nvCJD) by Blood and Blood Products" dated November 1999.


  Guidance on M4 Common Technical Document:  The CTD - Safety Appendices Guidance for Industry August 2001
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  Guidance on M4 Common Technical Document:  The CTD - Safety Guidance for Industry August 2001
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  Guidance on M4 Common Technical Document:  The CTD - Efficacy Guidance for Industry August 2001
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  Guidance on M4 Common Technical Document:  The CTD - Quality Guidance for Industry August 2001
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  Guidance on M4 Common Technical Document:  Organization of the Common Technical Document Guidance for Industry August 2001

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Further information: 
The FDA has announced the availability of guidance entitled "M4 Organization of the Common Technical Document for the Registration of Pharmaceuticals for Human Use" (M4 CTD). The guidance was developed under the auspices of the International Conference on Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human Use (ICH). The guidance, which is being made available simultaneously in four parts (general organization, quality, safety, and efficacy), describes a harmonized format for new product applications (including applications for biotechnology-derived products) for submission to the regulatory authorities in the three ICH regions. The M4 CTD is intended to reduce the time and resources used to compile applications, ease the preparation of electronic submissions, facilitate regulatory reviews and communication with the applicant, and simplify the exchange of regulatory information among regulatory authorities.

  Letter to sponsors on use of Vero cells for investigational vaccines. Letter March 2001
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  Guidance for monoclonal antibodies used as reagents in drug manufacturing. Guidance for Industry March 2001
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  Guidelines on Infectious Disease Issues in Xenotransplantation PHS Guidelines January 2001
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  Supplemental guidance on testing for replication competent retrovirus in retroviral vector based gene therapy products and during follow up of patients in clinical trials using retroviral vectors. Guidance for Industry October 2000
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  Letter to sponsors of INDs or master files; guidance for manufacturers of gene therapy products Letter March 2000

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  Cooperative Manufacturing Arrangements for Licensed Biologics Draft Guidance August 1999
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  Public Health Issues Posed by the Use of Nonhuman Primate Xenografts in Humans Draft Guidance April 1999
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  Letter to Viral Vaccine IND Sponsors  - Use of PCR-based Reverse Transcription Assay Letter December 1998
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  Guide to Inspections of Viral Clearance Processes for Plasma Derivatives FDA Office of Regulatory Affairs Inspectional References September 1998
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  Guidance for Human Somatic Cell Therapy and Gene Therapy Guidance for Industry March 1998
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  1997 Points to Consider: Manufacture and Testing of Monoclonal Antibody Products for Human Use Points to Consider February 1997
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  1996 Points to Consider: Plasmid DNA vaccines for Preventative Infectious Disease Indications Guidance for Industry December 1996
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  1995 Points to Consider: Manufacture and Testing of therapeutic Products for Human Use Derived from Transgenic Animals Points to Consider January 1995
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  1993 Points to Consider: Characterisation of Cell Lines Used to Produce Biologicals Points to Consider July 1993
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  1985 Points To Consider: Production and testing of New Drugs and Biologicals Produced by Recombinant DNA Technology Points to Consider April 1985
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